A regulatory body which licenses brokers and oversees traders is classified as
A. international firm of auction system
B. international association of network dealers
C. national firm of equity dealers
D. national association of securities dealers
Answer: Option D
Solution (By Examveda Team)
A regulatory body which licenses brokers and oversees traders is classified as national association of securities dealers. A regulatory body is like a professional body but it is not a membership organisation and its primary activity is to protect the public.This Question Belongs to Commerce >> Financial Management
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